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Alternative Trading Systems
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#	Item
171	 John Ingrilli Managing Director COO, UBS Equities- Americas Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-01 12:16:22 Finance Stock market Mathematical finance United States Securities and Exchange Commission Dark liquidity Alternative Trading Systems High-frequency trading Order Securities Exchange Act Financial markets Financial economics Investment
172	Richard L. West General Counsel Pipeline Trading Systems LLC 60 East 42nd Street, Suite 624 New York, NY[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-22 15:10:13 Finance Alternative Trading Systems Securities Investor Protection Corporation Order Algorithmic trading Electronic trading Exchange-traded fund Dark liquidity Flash Crash Financial markets Financial economics Investment
173	Comment Letter on File No. S7-27-09 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-22 15:00:45 Investment Dark liquidity Alternative Trading Systems Securities Exchange Act Third market Order High-frequency trading Flash trading Regulation NMS Financial markets Financial economics Finance
174	February 25, 2010 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-04 12:50:35 Investment Business Alternative Trading Systems Securities Exchange Act Algorithmic trading Day trading Order Market capitalization Financial markets Financial economics Stock market
175	IIROC Notice[removed]: Proposed Requirements for Debt Securities Transaction Reporting Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-01-09 14:06:39 Financial system Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Alternative Trading Systems Short Repurchase agreement Trading room Financial economics Finance Financial markets
176	Microsoft Word - ATS Comment Letter[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-23 12:10:33 Investment Business United States Securities and Exchange Commission Alternative Trading Systems New York Stock Exchange Euronext Dark liquidity NYSE Arca Securities Exchange Act Financial markets Financial economics NYSE Euronext
177	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-25 08:38:43 Investment United States Securities and Exchange Commission Finance Business Electronic communication network Alternative Trading Systems Securities Exchange Act Dark liquidity Regulation NMS Stock market Financial markets Financial economics
178	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 3, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-03 10:08:59 Investment Finance Routing Electronic communication network Securities Exchange Act Router Alternative Trading Systems Dark liquidity Be Unlimited Financial markets Financial economics Stock market
179	PDF Document Add to Reading List Source URL: www.world-exchanges.org Language: English - Date: 2014-06-06 09:01:33 Finance Investment High-frequency trading Flash Crash Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Alternative Trading Systems Day trading Financial economics Financial markets Stock market
180	TESTIMONY OF JOE RATTERMAN U.S. SENATE BANKING COMMITTEE July 8, 2014 Thank you and good morning. My name is Joe Ratterman, Chief Executive Officer of BATS Global Markets, Inc. (“BATS”), and one of the founding emplo Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-07-07 14:06:24 Investment Regulation NMS Algorithmic trading Stock market Order Alternative Trading Systems U.S. Securities and Exchange Commission Market maker Futures contract Financial markets Financial economics Finance

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